Employee Who Abused FMLA Leave Around the Holidays Properly Terminated

coal-in-stocking.jpgEmployers often complain that they see an uptick in the use of sick leave and FMLA leave around the holidays.  In the case of Southwest Airlines, however, one employee clearly took FMLA misuse a bit too far.

Douglas Rydalch was a reservation sales agent for Southwest.  When Southwest closed its reservation center in Salt Lake City where Rydalch worked, it transferred him to Houston.  However, his family remained in Utah.  In 2004, Rydalch injured his back, and these issues continued through 2007.  Curiously, Rydalch’s back issues tended to flare up on the days just before or after his previously scheduled time off -- 35 times, to be precise.  What’s worse, he often used FMLA leave on important dates and holidays.  In 2007, for example, he used FMLA leave in conjunction with July 4, Labor Day, Thanksgiving Day, Christmas Day, New Years Eve and his own birthday.  I’m not kidding.

Southwest caught onto the pattern of Rydalch's absences and began monitoring his FMLA use.  It learned that he had a habit of taking flights to and from Utah on the days he requested FMLA leave.  On Christmas Eve 2007, Rydalch's supervisor learned that he again had taken FMLA leave and later learned that Rydalch had been out of town when he called in his absence.  Upon further investigation, the supervisor determined that Rydalch booked a trip to Utah from December 22 to 27.  Thereafter, it was not surprising when Rydalch also called off for a bad back on December 26 and 27, which were his next two scheduled work days.  Southwest suspected that Rydalch misused FMLA leave in violation of the Company's attendance program.  After an internal hearing was held regarding his FMLA use (pursuant to the bargaining agreement governing Rydalch's employment), Southwest terminated Rydalch's employment because he abused FMLA leave.

When Rydalch later filed a lawsuit claiming FMLA retaliation and interference, Santa was waiting at the courthouse steps with a lump of coal.  In quickly disposing of his lawsuit, a federal court in Utah held that Southwest rightfully had an honest belief that Rydalch was abusing FMLA leave and that its termination decision was legitimate.  See court decision here: Rydalch v. Southwest Airlines (pdf).

Insights for Employers

Southwest Airlines isn't considered one of the best places to work for nothing.  An employee who not only abuses FMLA leave, but does so to effectively extend personal time off, raises the ire of co-workers.  Their actions can only have a negative impact on employee morale.  When you dare to take action as Southwest did in this instance, you not only rid yourself of FMLA abuse.  You also enhance employee morale.  Employers can learn much from Southwest's response here:

  1. To some extent (whether great or small), FMLA abuse affects every workplace.  Consequently, employers must be vigilant to identify patterns of abuse and act swiftly to investigate and stop it from occurring.  The costs of ignoring FMLA abuse are far more dear -- they impact employee morale and inflate overtime costs because other employees are left to pick up the slack.
  2. Where FMLA abuse is suspected, an employer has every right to investigate the circumstances and take action if it honestly believes that the employee has engaged in FMLA abuse.  All too often, employers in Southwest's situation feel powerless.  They live with the misconception that they cannot question the employee's reason(s) for leave or investigate any suspicious activity on the employee's part.  To the contrary, the FMLA regulations give employers fairly broad rights to inquire about an employee's reasons for leave and monitor patterns of suspected leave misuse to ensure that the employee's leave is legitimate.
  3. Where possible, consider having an objective participant review and play a role in the investigation and disciplinary action to further bolster the employer's legitimate, non-discriminatory reason for taking action against the employee.  Not all employers have the level of due process that Southwest's bargaining agreements afford, but courts tend to give even greater deference to an employer's termination decision where objective decisionmakers are part of the process.

Will Employers Soon Use GPS to Catch FMLA Abuse?

GPS.jpgEarlier this week, the folks at the Texas Employment Law Update highlighted a case before the U.S. Supreme Court in which the high court will consider whether law enforcement's placement of a GPS devise on a suspect's vehicle without a warrant constitutes an unlawful search in violation of the Fourth Amendment.  This case led the authors to wonder aloud whether an employer might surrepticiously use GPS to track an employee who is suspected of abusing leave under the Family and Medical Leave Act. 

Clearly, FMLA abuse can literally turn a workplace on its head.  I have worked with many an in-house counsel and HR professional who would do just about anything -- ahem, anything -- to bring these FMLA abusers to justice.  But GPS?  It's an interesting thought, but presently does not enjoy the support of any case law.  The closest the courts have come to address the issue has involved the use of private investigators to follow employees using FMLA and to report their findings to the employer.  However, as our friends in Texas point out, data from a Global Positioning System may very well be the next frontier for discovery during litigation.  For instance, might we subpoena GPS or "Onstar" data during the discovery period so as to defend our employer clients in the future?  If we can legally do so, absolutely!

Insights for Employers

In the meantime, employers, let's not get ahead of ourselves.  Until the courts provide more guidance on the (legal) use of GPS tracking of FMLA leave, we might consider implementing these options first:

  1. Check in on the employee while he or she is on FMLA leave.  My clients have far greater success combating FMLA abuse when they maintain regular contact with an employee who is out on FMLA leave.  You need not approach this practice in a combative kind of manner -- maintain a "check-in" policy for employees out on leave, and apply it in a consistent manner.  That said, be mindful of our previous post regarding Terwilliger v. Howard Memorial Hosp.in which the court found that "weekly calls" to the employee may constitute FMLA interference because it could have the effect of discouraging FMLA leave. 
  2. Certify and re-certify.  The certification process is your best tool to fight FMLA abuse.  Thus, where the pattern or duration of leave changes, obtain re-certification.
  3. Surveillance.  Where FMLA abuse is particularly rampant, the use of surveillance can be effective to ensure employees are being honest.  Before heading down this path, make sure it is consistent with your personnel policies (courts typically want to know that employees have been on notice of the possibility of surveillance) and any applicable collective bargaining agreements.  Where a CBA is involved, surveillance arguably needs to be bargained with the union.
  4. Enforce call-in procedures and where the employee does not meet them, follow your disciplinary policies (unless the employee was unable to notify due to unusual circumstances).
  5. Personal certification.  Some employers have required as part of their usual and customary practice that an employee sign a "person certification" acknowledging that he/she took time off for FMLA or another medical reason.  If the employee fails to provide one, or takes leave inconsistent with the stated reason on the personal certification, it can be grounds for discipline.
  6. Keep training your managers.  Front-line managers often are ill-equipped to identify the possible need for FMLA leave and to interact with the employee to obtain lawful information about their medical condition to which the employer is entitled.  Employers reduce the risk of litigation and ultimately save money when they train all managers to properly manage an employee with a medical condition.

Employee's FMLA Claim Dismissed After Taking a Trip to Cancun

Cancun.jpgEmployees should think twice before setting off on a Cancun vacation while out on FMLA leave.  In an FMLA decision that smacks of pure common sense, a federal court has upheld an employer's reasonable work rules that restricted an employee's travel outside the immediate vicinity while on FMLA leave.  Pellegrino v. CWA (pdf).

The Facts

Denise Pellegrino, a employee of the Communication Workers of America (CWA), informed CWA that she needed to undergo a hysterectomy. CWA approved Pellegrino for FMLA leave, an absence which ran concurrently with paid sick leave.   Shortly thereafter, Pellegrino scheduled her surgery, and both her unpaid FMLA leave and paid sick leave began.

About two weeks after surgery, Pellegrino took off for Cancun, Mexico for one week.  Pellegrino did not inform CWA that she would be leaving the country, nor did she request permission to travel.  This was significant because CWA's work rules specifically required employees to "remain in the immediate vicinity" of their home while utilizing sick leave, unless they were seeking treatment or attending to "ordinary or necessary activities directly related to personal or family needs."   An employee also could leave the immediate vicinity if they received express permission from CWA.

CWA found out about Pellegrino's trip to Cancun and terminated her employment because she traveled to Cancun while on FMLA and disability leave in violation of CWA’s leave policies and work rules.

The Court's Decision

Pellegrino sued, claiming that CWA's decision to terminate her while on leave interfered with her ability to use FMLA leave.  Conversely, CWA argued that it terminated Pellegrino's employment not because she was on FMLA leave, but because she took unapproved travel to Cancun while utilizing sick leave.  As such, her conduct violated the Company's leave policies and work rules.  According to CWA, it would have terminated her employment whether or not she was on FMLA leave. 

Notably, although the court agreed that Pellegrino’s leave was protected by the FMLA (and that CWA had, in fact, provided FMLA leave), it held that CWA had the right to enforce its own leave policies, which in this case, required that Pellegrino receive permission to travel outside the immediate area.  The Court reasoned that Pellegrino's conduct would have been improper whether or not FMLA leave was involved.  According to the court, this is all the more true where an employer has adopted policies designed to prevent FMLA abuse:

[T]he FMLA does not shield an employee from termination if the employee was allegedly involved in misconduct related to the use of the FMLA leave . . .

Further, no reasonable jury could find that an employer acts illegitimately or interferes with FMLA entitlements when that employer terminates an employee for taking a week-long vacation to Mexico without at least notifying the employer that her doctor had approved the travel or that she would be out of the country.

Insights for Employers

It is worth comparing this case with the Tayag v. Lahey Clinic Hospital, in which an FMLA claim was dismissed after the employee traveled to the Phillippines to meet with a faith healer and spend significant time visiting family.  In Tayag, the court dismissed the FMLA claim largely because the plaintiff was not seeking treatment, but rather, taking a vacation.   Here, the court found that a Cancun vacation could be consistent with the need for FMLA leave.  A scary precedent, I think.  

Nevertheless, in addition to serving as good precedent for employers, this decision reminds us of a few golden rules when it comes to FMLA administration:

  1. Obtain complete and sufficient medical certification regarding an employee's serious health condition, including information about treatment plans (which very well could tip you off to the possibility that the employee may be looking to schedule a trip to a remote sandy beach while on FMLA leave)
  2. Enforce call-in procedures.  If the employee is required by policy to call in daily or at regular intervals, enforce the policy! 
  3. Apply all policies consistently with respect to employees taking FMLA and non-FMLA leaves of absence. 
  4. Communicate with employees to obtain information about their serious health condition, the need for leave, the duration of leave and their expected return to work.  For an example of how this is done correctly, follow the employer's lead in Righi v. SMC Corp., which we highlighted a few months back.
  5. As CWA did here, conduct a thorough investigation and allow the employee to explain the trip to Cancun before making the knee-jerk decision to terminate.  Although your failure to do so likely would keep your employment attorney in business, we want to make sure you stay in business first. 

 

Play Ball! An FMLA Lineup That Keeps You in the Pennant Race

Baseball batter.jpgIn this opening weekend of major league baseball, hope springs eternal for every baseball fan.  In honor of my beloved Chicago White Sox, I offer an FMLA lineup card below that from top to bottom will help employers stay atop the pennant race throughout the year. 

[First, feel free to play the National Anthem if you so desire...]

From the Leadoff Hitter to the end of the lineup, here are my FMLA All Stars: 

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An Employer's FMLA Nightmare? Hooters Offers Fake "Doctor's Notes" to Skip Work During NCAA Tourney

brackets.jpgOver the upcoming weeks, when Carl the Custodian is missing from your workplace, you may want to give your local Hooters Restaurant a call.  He just might be there watching the NCAA tournament. 

Hooters has unveiled a marvelous marketing ploy to get customers through their doors during the NCAA tournament -- the Company is offering doctor's notes excusing employees from work on March 17 and 18 for any one of a number of basketball-related "medical" issues.  Of course, the doctor's note, entitled "Hooters National Hooky Day," is fake and nothing more than a ploy to rake in a larger share of college basketball fans.  In fact, Hooters' official Rules (pdf) make it clear that the employee should look for alternative employment if he/she submits the doctor's note as "an actual excuse to stay out of work."

But Hooters clearly is onto something.  According to a report by Challenger, Gray & Christmas, Inc., an outplacement firm, employee time spent viewing NCAA tournament games online during the work day will cost employers 8.4 million hours in lost productivity which, when multiplied by “the average hourly earnings … among private-sector workers [makes] the financial impact exceed $192 million.”

Take your best guess as to how FMLA leave will be impacted by the NCAA tourney.  Suffice it to say, however, that HR professionals and leave administrators may have a busy next couple of weeks.  To combat Family and Medical Leave Act abuse during the NCAA tourney (and throughout the year), feel free to browse our previous posts on the topic here and here.

Did Weekly Calls To Employee Interfere With FMLA?

That is the question a federal district court in Arkansas recently held would have to be resolved by a jury, and one that should concern any employer seeking to control the abuse of FMLA leave. Terwilliger v Howard Mem Hosp.pdf

The Facts

Regina Terwilliger worked for Howard Memorial Hospital for approximately two years, first in the kitchen and then in housekeeping. In November 2008, Terwilliger submitted a request for FMLA leave because she needed back surgery. Her request was approved and she underwent surgery on January 29, 2009. She was released to return to work without restrictions on February 12, 2009 and returned to work on February 16, 2009, having used eleven weeks of FMLA leave.

During her recovery, Kim Howard, Terwilliger's immediate supervisor, contacted Terwilliger weekly to inquire when she was going to return to work. According to Terwilliger, during one call, she asked Howard if her job was in jeopardy, and Howard replied that she should return to work as soon as possible. Terwilliger asserted that she felt Howard was pressuring her to return to work. She also testified that Gayla Lacefield, the hospital's HR director, discouraged her from using FMLA leave by telling Terwilliger not to tell anyone that she had informed Terwilliger of her FMLA rights.

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Suffering from Super Bowl-Induced FMLA Leave?

Super Bowl.jpegThis morning, the sound of the morning alarm was harsh reality for scores of employees throughout Wisconsin.  After celebrating a Packers Super Bowl victory late into the night (a bitter pill for this Bears fan to swallow!), they have no interest in dragging themselves out of bed and heading into work.  For employers, you need not be located in Wisconsin to suffer the effects of the Super Bowl.  Case in point -- I was talking with an HR professional (located outside of WI.) last week who was not looking forward to the day after Super Bowl Sunday, when she spends much of her day processing leave of absence requests -- nearly all of which come from employees who called off right before the Monday morning shift started.

Some of the employees have fairly legitimate reasons for their absences ("My son, Johnnie, ate Aunt Erma's chili last night and he can't keep anything down this morning); others phone in ambiguous reasons such as, "I am taking FMLA again today," or "Remember that thing I was dealing with three weeks ago ... well, it's acting up again."

For HR professionals, the employer response to these phone calls is one of the most difficult they face: Do I count this as an ordinary sick day? Do I ask for more information? Can I ask for more information? What precise "thing" is "acting up" again?  Does this information trigger FMLA leave?

What can an employer do to obtain more information from the employee in these situations?

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As FMLA Absences Mount, the Employer Must Lay Down the Law

sheriff car.jpgCook County, Illinois (the county in which Chicago is located) currently faces one of the largest budget deficits in its government's history.  So, when the Cook County Board president (Toni Preckwinkle) tells the County Sheriff (Tom Dart) to cut $70 million from his budget, it tends to grab people's attention.  In this story, however, this proposed budget cut took a back seat to a notable statistic that grabbed the headlines: one out of every five employees in the sheriff's office takes FMLA leave on any given workday.  At the Cook County Jail, it's one in four, as reported by the Chicago Tribune.

Before you are left aghast at these figures, allow me to point out a sad fact: the Cook County Sheriff is not alone.  In my experience, I find all too many employers that suffer through FMLA absenteeism percentages well above the single digits.  In fact, a new client shared with me that as much as 30% of its workforce is absent on any given workday, the far majority of which is FMLA-related. 

When I hear of FMLA absenteeism figures as high as these, one thing is abundantly clear: FMLA abuse is rampant in that workplace.  Fortunately for employers in this situation, there are several tools available to turn the tide and take back your workplace. 

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Link Now Available: Webinar on Identifying, Managing and Preventing FMLA Abuse

Several weeks ago, I conducted a Webinar on "Identifying, Managing and Preventing FMLA Abuse."  Thanks to those of you who attended -- over 600 people from 44 states registered for the event.  We had a great discussion about common FMLA issues that continue to plague employers as they administer FMLA leave.  The Webinar centered around real-life scenarios in which we addressed issues such as intermittent FMLA leave, chronic serious health conditions, effective use of medical certification, and identifying fraudulent leave situations.  

The 90-minute Webinar and presentation materials (both of which are complimentary) can be accessed at: http://www.franczek.com/fmlawebinar.  Please also pass this link along to anyone you think who might benefit from it.  Feel free to contact me with any questions you have at jsn@franczek.com.

Where, and Where Not To Get FMLA Information

Occasionally I spot a piece of FMLA "advice" on the Internet that just makes me chuckle - and that makes me confident that the FMLA will remain a terrific source of business for employment lawyers for a long time to come. Much of it isn't outright wrong, but ends up being so superficial that it completely misses the mark. Take a recent post on ehow.com for example.

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Complimentary Webinar: Identifying, Managing and Preventing FMLA Abuse

Join over 500 people who already have signed up for our complimentary FMLA Webinar, which will take place next Wednesday, September 29 from 12:00 to 1:15 p.m. CDT.  The Webinar will address a common issue that has plagued too many HR professionals -- employee abuse of FMLA leave.  We will identify the most common forms of FMLA abuse, learn how to document and communicate effectively to fight FMLA abuse, highlight new regulations to use in fighting FMLA abuse and tackle the most common form of FMLA abuse -- intermittent leave.

Throughout our session, we will address hypothetical and real-life situations in an interactive format, and we'll save plenty of time for your questions.

Register for the Webinar by clicking here.  See our earlier post for more information about the Webinar.

Our Favorite FMLA Tweets (and What To Do About Them)

Twitter logo.png

Have you ever searched Twitter for the term "FMLA"? I have. Some of what you find is insightful and informative information for employers, but you will also run across some interesting commentary from employees. Here are a few of my favorite employee FMLA tweets from the past few months:

 

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Identifying, Managing & Preventing FMLA Abuse

He Shoots . . . and Misses! Does the World Cup Invite FMLA Abuse?

World Cup soccer ball pic.jpgA couple weeks ago, as I was preparing a witness for his deposition (in a Title VII and FMLA case), it dawned on both of us that his deposition would take place mere hours after the deciding Game 6 of the Stanley Cup Playoffs.  Upon this realization, his face grew a bit pale, and he began wondering out loud whether he would be in the best shape for a deposition the day after a Chicago Blackhawks victory.  [Insert here: visions of a late night at the local pub.]

No worries -- both my client and the Blackhawks came out on top.  However, the more I considered the above exchange, the more I wondered whether this scenario raises a common issue for employers as they administer FMLA leave -- Do major sporting events, such as the Stanley Cup and ongoing World Cup, invite widespread abuse of FMLA leave?

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